CN-T1 Filing and Registration Readiness Checklist
Verification required. This is a working template, not a regulator-approved form. Where it names an instrument or a date, the claim comes from secondary sources or from memory of the law and is a pointer to check. This is not legal advice.
How to use: This is a blank form. Copy it and fill in the empty cells and blanks for your system. To copy it, follow the "Suggest an edit to this page" link in the footer to reach its Markdown source.
Wiki controls: AI-CTRL-011, AI-CTRL-013. The filing duties and processes are [Reported] and [Recalled], and they vary by service type. Confirm with mainland counsel before relying on this list.
| # | Question | Answer | Evidence |
|---|---|---|---|
| 1 | Is the service provided to the public in mainland China? | ||
| 2 | Is it an algorithm recommendation service with public opinion attributes? Filing needed | ||
| 3 | Is it a deep synthesis service? Filing and labelling duties | ||
| 4 | Is it a generative AI service? Filing or security assessment duties | ||
| 5 | Training data legality and provenance record | ||
| 6 | Content review mechanism | ||
| 7 | Complaint handling channel | ||
| 8 | Real-name verification where required | ||
| 9 | Measures to protect minors | ||
| 10 | Filing numbers displayed or recorded | ||
| 11 | Filing updated on material change | ||
| 12 | Data localisation and cross-border transfer path |